Opportunity in Financial Services
Trust Compliance Officer, Premier Trust
Location(s):
2270 Corporate Cir., Suite 200
Henderson, NV 8907
Role Type:
Full time (5 Days Weekly in Office)
Salary:
$90,000 - $105,000 per year + annual bonus
Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, experience, and education.
Our competitive salaries are just one component of Osaic’s total compensation package. Additional benefits include: health, vision, dental insurance, 401k, vacation and sick time, volunteer days and much more. To view more details of what you can look forward to, visit our careers page: https://careers.osaic.com/Creative/Benefits
Summary:
We are seeking a detail-oriented and driven individual to join the Premier Trust team. The Compliance Officer is responsible for overseeing the compliance and risk management processes, ensuring the company adheres to relevant laws, regulations, and internal policies and procedures. They will work closely with the Director of Operations in leading the compliance team in assessing and mitigating the company’s financial and legal risks.
Responsibilities:
Create and maintain policies and procedures
Assess, maintain and develop the compliance audit processes and internal controls
Point of contact for internal and external auditors
Research and stay current on regulatory changes and communicate important industry changes
Conduct periodic training with staff regarding regulatory requirements
Monitor potential legal matters
Perform personnel actions including but not limited to performance assessments, disciplinary actions, delegation of workload, and approving work schedules
Comply with Bank Secrecy Act (BSA), OFAC Anti-Money Laundering (AML), and compliance policies related to job duties
Maintain strict confidentiality of all records and data received
Education Requirements:
Bachelor’s Degree preferred, High School Diploma (or equivalent) in combination with significant practical experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.
Basic Requirements:
Solid Trust knowledge
Knowledge of applicable trust laws and regulations
Strong analytical and problem-solving skills
Excellent communication and interpersonal skills
Detail-oriented with ability to manage complex data and documentation
7+ years of experience in financial services
Preferred Requirements:
Possession of a professional designation such as Certified Fiduciary & Investment Risk Specialist (CIFRS)
5+ years of experience specific to Trust industry or in a compliance role
Job details are sourced from the employer's original posting.
Open job postingAbout the company
Advisor Group is a financial services company.