Key Areas of Responsibilities
Perform end-to-end new client onboarding process that is managed for India
Coordinate with client / counterpart across multiple functions / units - Front Office, Compliance, AML, Operations, FATCA under business/ client urgency.
Collecting all relevant constitutional documents. This will include liaising with external client and Internal teams.
Knowledge of retrieving documents from KRA is essential.
Directly dealing with clients and explaining which document is required under which regulation in India
Strong understanding of KYC requirements and undertake client due diligence on existing clients to ensure identification of changes in risk profile, including reputational and operational risk factors
Performing verification checks with external data sources and Screening tools to ensure that all documents submitted meet the defined Customer Identification Program and Internal AML policies.
Requirements
Minimum 2-3 years of relevant experience in KYC/Client Onboarding functions and preferably within the Financial Institution specifically broking industry
A good understanding of constitutional documents and corporate structures is required.
Knowledge of SEBI AML regulations will be an advantage.
Attention to detail and process oriented.
Research/ Investigative skills.
Proficient in Word and Excel
Strong attention to details, process oriented, time management, organizational, relationship building skills plus keen investigative skills.
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