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    iCapital Network

    Financial Technology

    AML/KYC Specialist - Analyst / Associate

    Lisbon, PortugalRemoteFull-time1–4 yrs experiencePosted 2w ago
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    Job description

    About the Role

    iCapital is looking for a Compliance Analyst/Associate candidate to join its Regulatory and Compliance team to lead the review and approval process for investor AML/ KYC with a strong private fund focus. The candidate will be responsible for ensuring compliance with all AML/KYC regulatory requirements and generally assisting the Legal and Compliance teams with various compliance-focused tasks.

    Responsibilities

    • Review of investor/client AML/KYC documentation, client communications, quarterly reporting and ongoing monitoring.
    • Perform third party reliance testing and monitoring.
    • Collaborate across various business lines on new initiatives, providing compliance guidance
    • AML screening review and dispositions.
    • Assist in preparing for and responding to inquiries and audits.

    Qualifications

    • 1-4 years of alternatives experience, preferably with both broker dealer and registered investment advisor experience
    • Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933 and Cayman Islands Anti-Money Laundering Regulations
    • AML/KYC knowledge of regulatory requirements for private fund investors
    • Experience with AML screening resolution vendor tools (LexisNexis, Worldcheck, ComplyAdvantage, etc.)
    • Excellent verbal communication skills and strong ability for personal interaction
    • Thrives in a fast-paced environment with a continuous learning mindset
    • Self-motivated with robust project management and process development skills
    • ACAMS certification preferred, but not required
    • JD a plus, but not required

    We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office 4 days a week with the flexibility to work remotely on Friday.

    Benefits

    iCapital offers a comprehensive benefits package that includes a total compensation program consisting of competitive salary, annual performance bonus, and equity for all full-time employees; healthcare with 100% employer-paid health and dental insurance.

    For additional information on iCapital Network, please visit https://www.icapitalnetwork.com/about-us  Twitter: @icapitalnetwork | LinkedIn: https://www.linkedin.com/company/icapital-network-inc

    Job details are sourced from the employer's original posting.

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    About the company

    iCapital Network

    iCapital Network is the financial technology platform democratizing alternative investments with complete tech-based solutions for investors, advisors and asset managers. The firm’s flagship platform offers high-net-worth investors and independent wealth advisors a curated menu of private equity and hedge funds at lower minimums with a full suite of due diligence and administrative support in a secure digital environment. Banks and asset managers leverage iCapital’s tech-enabled services to streamline and scale their private investments operational infrastructure. iCapital was included in the 2018 Forbes FinTech 50 and as of June 30, 2018 serviced more than $6 billion in invested capital across more than 14,000 underlying accounts.

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    Industry
    Financial Technology
    Open roles
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