Legal Compliance Professional
Location: New York, NY
Duration: 16-17 months
Description:
Compliance Professionals with 5+ years Compliance/Regulatory Policy related experience in the financial services industry. A team is required to begin full content reviews of approx. 2000 policies and WSPs for GWIM and GBAM to determine gaps. New Policies will need to be written, approved and published in GWIM. Amendments to existing policies and possible new policies/wsps and procedures will also be required to be written, approved, and published in GBAM.
JD degree is a plus.
5+ years Compliance/Regulatory Policy related experience in the financial services industry
Accounting and Finance experience required.
Ideal experience is mix of agency and corporate so that they know how to work within the corporate structure (processed and hierarchy).
Job details are sourced from the employer's original posting.
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