Trainee Compliance Administrator

This is a great opportunity for an individual to make a real difference as part of a dedicated and professional growing team.  This role is open to advanced trainees or those that have already started their career within compliance or the funds sector.  Become familiar with the Company policies and processes  Demonstrate the willingness to gain knowledge and understanding how rules, regulations and guidance shape the Company’s policies and procedures Gain an understanding of the funds and structures the Company administers Demonstrate the willingness to gain knowledge and understanding of CDD requirements Assist with the onboarding of new clients and entities, ensuring all processes are followed Undertake due diligence reviews, liaising with various parties to complete  Understand the concept of counterparty due diligence and when it is required Ability to review non-complex transactions and identify high AML risk factors Assist with the completion of client risk assessments Scheduling and undertaking initial and periodic reviews for low and medium risk clients Accurately extracting and summarising relevant information to create CO/MLCO reports Preparing compliance monitoring reports to a high standard Completing monthly transaction monitoring and reporting any findings Actively monitoring the compliance mailbox and identifying priority tasks to be completed Any ad-hoc duties as necessary The candidate is expected to be educated to at least ‘A’ level standard or equivalent, preferably, completion of a degree or similar.

Previous knowledge/experience in the funds or compliance sector is desirable, but not essential as full training would be given to the successful candidate.