Senior Audit Leader on the Wholesale Banking Audit team. The candidate will have the opportunity to gain exposure to multiple lines of business within Wholesale Bank and Insurance. The team member may assist in the design of audit coverage, execution of audit engagements primarily in a Lead (Auditor-In-Charge) role, and engaging in risk assessment.
Other responsibilities include the following:
•Participate in integrated audits and either supervises or leads execution of the audit process in accordance with WFAS policy.
•Partner with audit team members in performing risk assessment, identifying key risks, analyzing and documenting internal controls, developing effective test plans and determining final scope of engagements.
•Exhibit understanding of Wholesale Banking and Insurance Broker related business functions, including regulatory, operations, technology, finance and accounting.
•Train and mentor junior staff regarding required knowledge and skills.
•Supervise or leads projects that are generally moderate to large in size and complexity. Often handles multiple assignments but generally supervises/leads one project at a time.
•Write opinions reflecting relevant facts that lead to logical conclusions. Escalates significant risks and loss exposures to appropriate levels of management.
•Up to 35% travel may be required.
Required
•6+ years audit, risk management, compliance, accounting and/or finance experience.
•Consistent success in supervising and leading project teams in performing audits.
•Knowledge of Financial Services Industry
•Experience with Insurance Brokers
•Demonstrated and applied knowledge of Wholesale banking laws and /or other high risk regulations (Flood, HMDA, Reg W, Global Anti-Corruption, Insider Trading and Securities Fraud).
•BA/BS in Business, Finance, or Accounting (MBA and/or CPA preferred). Security licenses and/or regulatory certifications are preferred.
•Professional certification (CAMS, CPA, CFA, CISA, CIA, Series 7, etc).
Salary: $63,900 - $90,000/yr (DOE)
Recruiter Name: Brandon Hunt
Recruiter Phone: 720-998-5887
Job details are sourced from the employer's original posting.
Open job postingAbout the company
This position is located at one of our newest distribution facilities, which is state of the art and includes the latest technology. We are a leading North American distributor of metalworking and maintenance, repair and operations (MRO) products and services. We help our customers drive greater productivity, profitability and growth with over 1 million product offerings, our inventory management and other supply chain solutions, and deep expertise from more than 70 years of working across industries. Our Goal As a $2.8 billion company with more than 6,500 experienced associates and more than 3,000 suppliers, we work with customers big and small. Our goal is to drive results for their businesses - from keeping operations running efficiently today to continuously rethinking, retooling and optimizing for a more productive tomorrow. Our History Founded by Sid Jacobson in 1941, our company continues to build on a rich history of commitment to our customers, our shareholders, our associates and the communities in which we live and work.